ISSN 1393-614X Minerva - An Internet Journal of
Philosophy Vol. 5 2001.
____________________________________________________
Jeff Johnson |
This article argues that the testimony of mystics provides an interesting potential source of evidence for theism. The model of inference to the best explanation is utilized to analyze and assess mystics' testimony. It is argued that the evidential value of the reports from mystics, both within the theistic tradition and from without, ultimately proves weak.
I
Direct observations, for most of us,
carry the ultimate epistemological weight. The reports of eyewitnesses, to cite
just one example, often determine criminal proceedings. It is not surprising,
therefore, that the subjects of mysticism and religious experiences have
received so much careful attention by contemporary theologians and philosophers
of religion. Mystics claim to have directly "observed" the existence of God. We
have countless examples of this kind of "eyewitness" testimony to the truth of
theism. The status of this testimony as religious evidence provides rich
religious and epistemological territory. I will bypass the important business of
analyzing and distinguishing the various forms of religious and mystical
experiences that have been documented in the literature. I offer instead the
following as a particularly vivid example of the kind of psychological
occurrence with which we shall be concerned in the remainder of this
discussion. I was at prayer on a festival of the glorious Saint Peter
when I saw Christ at my side--or, to put it better, I was conscious of Him, for
neither with the eyes of the body nor with those of the soul did I see anything.
I thought He was quite close to me and I saw that it was He Who, as I thought,
was speaking to me. Being completely ignorant that visions of this kind could
occur, I was at first very much afraid, and did nothing but weep, though as soon
as He addressed a single word to me to reassure me, I became quiet again, as I
had been before, and was quite happy and free from fear. All the time Jesus
Christ seemed to be beside me, but, as this was not an imaginary vision, I could
not discern in what form: what I felt very clearly was that all the time He was
at my right hand, and a witness of everything I was doing, and that whenever I
became slightly recollected or was not greatly distracted, I could not but be
aware of his nearness to me (St. Teresa 1960, 249). The questions before us are the
evidential status of such an experience for the mystic herself, in this case St.
Teresa of Avila, and the evidential value of her testimony for the rest of
us. William James concludes his exhaustive
study of religious and mystical experience with the following three
epistemological principles: (1) Mystical
states, when well developed, usually are, and have a right to be, absolutely
authoritative over the individuals to whom they come. (2) No
authority emanates from them which should make it a duty for those who stand
outside them to accept their revelations uncritically. (3) They
break down the authority of the non-mystical or rational consciousness, based
upon the understanding and the sense alone (James, 1902,
414). James seems, in (3), to proclaim that
wholly different epistemological rules and principles should govern our
understanding of the evidential value of mystical experience. James, because of
his thorough-going pragmatism, may mean something quite different when he speaks
of epistemological authority but to the degree that the concept of good evidence
applies, this entire paper should be read as a sustained argument against
principle (3). My interest is the evidential value of
mystical testimony. Let me propose, therefore, the following reformulation of
the first two of James' principles in a specifically theistic
context: (1*) Having a mystical experience
involving God automatically provides good evidence for the mystic for the
existence of God. (2*) Reading or hearing the testimony of
mystics about experiences involving God provides no (good) evidence for the
existence of God. I see every reason to reject both of
these epistemic principles. II Consider the following situation. You are
grading a stack of bluebook examinations. You come across two essays that are
identical--word-for-word; even the same words are underlined. Most of us would
say that you have very strong evidence that at least one of your students has
cheated. What is the structure of this evidence? What do we mean by the
evaluative notions of good evidence, or strong support? Your
assessment of the evidence might be reconstructed as follows. You have a fair
amount of data: e1.
The examination had four questions on it. The students could answer any
three. e2.
Seventy-eight students took the examination. e3.
There was a proctor in the room during the exam, but she merely sat at the front
of the room; there were no special attempts at
security. e4.
The two examinations were practically on top of one another in the stack as they
were graded. e5.
The two essays were word-for-word identical. e6.
One of the students had done very well on the previous exam; the other had done
poorly. With minimal time, attention and just a
little imagination, it proves surprisingly easy to generate a list of
hypotheses, any of which would explain what we know about the
exam. t1.
It was merely a coincidence that the two essays were word-for-word
identical. t2.
The students had studied together so thoroughly that their thinking on the topic
was bound to be very similar. t3.
At least one of the students cheated on the
examination. t4.
One of the students had an unusually high degree of ESP; she was unconsciously
reading the mind of the other student. On what grounds do we justify our
judgment that the evidence supports t3? The model of inference to the best
explanation seeks to characterize the notion of (good) evidence. Although the
jargon is relatively new, the model has been around at least since Peirce's
discussion of abduction. Basically what is sought is a non-deductive,
non-statistical model of human reasoning. Data count, within this framework, as
good evidence for some hypothesis, just in case the hypothesis provides the best
explanation of the data. Hanson presented an early version as follows:
1. Some surprising, astonishing phenomena p1, p2, p3, . . . are
encountered. 2. But p1, p2, p3, . . . would not be surprising or astonishing if
H were true -- they would follow as a matter of course from H; H would explain
p1, p2, p3, . . . 3. Therefore there is good reason for elaborating H -- for
proposing it as a possible hypothesis from whose assumption p1, p2, p3, . . .
might be explained (Hanson 1958, 60). The identical essays are surprising
(though sadly not as surprising as they should be). They are not surprising
given t3; they follow as a matter of course. But, of course, they
follow as a matter of course from the ESP hypothesis, as well. We have the
ability to form explanatory theories, but our example shows that we also have
the ability to sort out rival theories in terms of explanatory plausibility.
Inference to the best explanation can be productively applied to the assessment
of evidence because we are often intersubjective in our evaluation of competing
explanatory candidates. It would be nice to have clear, mechanical criteria for
explanatory plausibility, but the most candid characterizations are vague and
abstract. There is, of course, a problem about
how one is to judge that one hypothesis is sufficiently better than another
hypothesis. Presumably such a judgment will be based on considerations such as
which hypothesis is simpler, which is more plausible, which explains more, which
is less ad hoc, and so forth (Harman 1965,
89). The cheating hypothesis is the best
explanation of the data because it is simpler, it explains more, it is less
ad hoc, and ultimately, we agree that it is the most plausible. All of
these criteria, however, probably reduce to a single judgment about
plausibility, which is just to say what is the best. I agree with Larry Wright's
characterization of the process of ranking hypotheses and evaluating
evidence. [T]he only very general thing we can
say about what we do when we evaluate evidence is rather coarse-grained. When we
do prefer one member of the list of rivals to the others, we do so
simply because it comports best with the data we have, against the background of
our relevant knowledge. Some rivals score better in some ways, others in others.
We weigh the tugs in all directions and judge one rival to `fit' better than the
others, all things considered. . . . So at bottom it is always a complex
judgment of fit: which one fits most easily with everything we know about the
matter (Wright 1982, 6). Several recent analyses have
characterized many of the traditional arguments in natural theology as putting
forward evidence for the existence of the God of theism, and used the model of
inference to the best explanation to assess the strength or weakness of this
alleged evidence. 1
Swinburne nicely summarizes this
inferential structure:
If there is a God, one might well
expect him not merely to concern himself with the progress of the human race by
bringing about the occurrence of things prayed for, providing opportunity for
men to do worthwhile things, or providing a revelation at a particular moment in
history, or a society to continue that revelation; but also perhaps to show
himself to and speak to at any rate some of the men whom he has made and who are
capable of talking about God and worshipping him. . . . The argument
from religious experience claims that this has often occurred; many have
experienced God (or some supernatural thing connected with God) and hence
know and can tell us of his existence (Swinburne 1991,
244).
A cosmological argument argues that
the fact that there is a universe needs explaining and that God's having made it
and kept it in existence explains its existence. An argument from design argues
that the fact that there is design in the world needs explaining, and that God's
action provides that explanation. . . . The argument from the
existence of consciousness argues that the fact that there are conscious beings
is mysterious and inexplicable but for the action of God. Arguments from miracle
and revelation cite various public phenomena in the course of human history as
evidence of God's existence and activity. The argument from religious experience
claims that various of men's private experiences are experiences of God and thus
show his existence (Swinburne 1991, 10-1).
As Swinburne is well aware, pain,
suffering and misery are also factors of this world that cry out for
explanation. He remains confident that even when the problem of evil is
incorporated into the data that must be explained, the theistic account remains
the better explanation (Swinburne 1998). I am not so sanguine, and have argued
that the better explanation of evil is the negative hypothesis that there simply
is no omnipotent, omniscient, morally perfect being who is in any position to do
anything about the tremendous amount of pain, suffering and misery that is
manifest in this world (Johnson 1984).
III
Gilbert Harman provides a succinct
characterization of how inference to the best explanation can be used to unpack
the reasoning involved in accepting the word of
others:
In the testimony case a person comes
to know something when he is told about it by an eyewitness or when he reads it
in the newspaper. . . . No obvious deductive inference leads to a
probabilistic conclusion in this case; the acceptance of testimony can be based
on two consecutive inferences to the best explanation. . . . First, we
would infer that the speaker so testifies because he believes what he says (and
not because he has something to gain by so testifying, or because he has become
confused and has said the opposite of what he means, etc.). Second we would
infer that he believes as he does because in fact he witnessed what he described
(and not because he has suffered an hallucination, or because his memory
deceived him, etc.) (Harman 1968, 167).
In most cases where we assess testimony we have more data to explain than simply what has been said. Minimally we will know something about the speaker and something about the context in which the statement was made. The abstract model looks something like the following:2
e1.
Linguistic statement.
e2.
Context.
e3.
Relevant biography.
============================
t0.
The speaker said it because he believed it to be true.
The conventions of ordinary communication
ask us to accept t0 as the best explanation of these data, but we are
always aware that rival explanations must also be
considered.
t1.
Said it because he has something to gain.
t2.
Said it because he has become confused and said the opposite of what he
meant.
In those cases where we infer that the
speaker is sincere, this provides additional data for a second
inference:
e1.
Linguistic statement.
e2.
Context.
e3.
Relevant biography.
e4.
The speaker said it because he believed it to be true.
=======================================
T*0. The speaker believes this because he
knows what he is talking about -- he believes it because it is in fact
true.
We are asked to accept T*0 as
a better account of the speaker's belief than either of the following
rivals:
T*1. The speaker believes it because of he
has suffered an hallucination.
T*2. The speaker believes it because his
memory has deceived him.
Linguistic communication is dependent on
the fact that in the overwhelming majority of cases t0, and
ultimately T*0, are the uncontroversial best explanations of what has
been said. Testimony is generally reliable. But, unfortunately, there are
contexts where scepticism is demanded. The question before us is whether the
testimony of mystics is one of these special circumstances where we should favor
rival accounts of what has been said.
IV
St. Teresa's testimony fits perfectly
into the schematic form described above.
e1.
Statement: "I was at prayer . . ."
e2.
Context: Written in her Autobiography.
e3.
Relevant biography: Catholic nun.
============================
t0.
She wrote it because she believed it to be true.
e3 summarizes an incredibly
rich amount of biographical detail. Much of it is relevant to the second stage
assessment of her testimony. On the prior question of sincerity, however, I am
confident that any conscientious reader will agree with me that the best
explanation of what she wrote is that she was absolutely convinced that Christ
was at her side. She writes with such grace, modesty, and insight, that her
sincerity as an author is never seriously in question. Thus, we can move quickly
to our second stage of explanatory inferences by supplying this inferred piece
of new data:
e4.
She sincerely believed that Christ was at her side.
Thus, we are led to the second, and most
interesting, explanatory question -- why does she believe this? The answer she
endorses, and the one that civil communication asks us to endorse as well, is
the following:
T*0. She believed that Christ was at her
side because Christ really was at her side.
There are at least three important
competing explanations of mystical experiences. The data that need to be
explained may be experienced directly by the mystic, herself. Or, they may be
learned of indirectly through the testimony of mystics. In either case, they cry
out for explanation. Inference to the best explanation tells us that if we judge
that the theist's explanation is superior to any serious rivals, this will
provide important evidence for the truth of theism. If, on the other hand, we
judge that any of the rival explanations are better accounts of the data, then,
regardless of their intrinsic interest, mystical experiences will be of no
evidential value to the theist.
V
We should pause here to notice one
important difference between first person and third person mystical reports. In
order to take St. Teresa's testimony seriously, we were forced to infer her
sincerity. Presumably St. Teresa does not have to assess the relevant evidence
to discover that she is telling the truth; she simply knows it. Thus, she
possesses a kind of epistemological authority to which those who simply hear of
her experiences are never privileged.
Recall James' first epistemological
principle:
(1) Mystical states, when well developed, usually are, and have a right to be, absolutely authoritative over the individuals to whom they come.
The epistemological authority referred to
here has nothing to do with honesty. It is assumed in the very statement of the
principle that the experience has really happened. James seems to be saying that
St. Teresa is in a different explanatory position than we are with respect
to—what all parties agree was—a
genuine psychological occurrence.
Such a principle when extended to
non-mystical experiences has disagreeable consequences. In the testimony case
above our speaker could have sincerely believed whatever he reported. If he
possessed absolute epistemological authority T*0 would be
self-authenticating.
T*0. The speaker believes this because he
knows what he is talking about -- he believes it because it is in fact
true.
Suppose that I am the speaker and that I
am aware of the dangers of the lack of relevant information or perceptual bias.
Thus, I casually consider the following rival
explanations:
T*1. I believe it because I have suffered
an hallucination.
T*2. I believe it because my memory has
deceived me.
The extension of James' principle would
allow me to automatically rank order T*0 significantly ahead of
T*1 or T*2. You, however, may well come to a significantly
different judgement of explanatory plausibility, deciding that either one or
both of the rivals is better than the original explanation of my sincerely held
belief. We now seem faced with a problem of anything-goes relativism. My
explanation of my belief is authoritative (the best) for me, but your
explanation of my belief is controlling for you. And even if all of the
qualified philosophical and psychological communities agree with your
explanatory judgment, this in no way undermines my epistemological authority.
In fairness, James never suggested that
absolute epistemological authority be extended to non-mystical contexts. But
something like the same problem reappears for the mystic. St. Teresa sincerely
believes that Christ was at her side. Thus, for her, T*0 is
automatically in first place.
T*0. She believed that Christ was at her
side because Christ really was at her side.
From what we know of her life it is
indisputably clear that she did indeed take T*0 to be the best
explanation of her mystical experience. It is also true, however, that she
seriously considered at least two rival explanations of what had happened to
her.
T*1. She believed that Christ was at her
side because she was suffering from some physical pathology.
T*2. She believed that Christ was at her
side because the devil was deceiving her.
Both she and her confessors were very
concerned with quasi-empirical tests to confirm or disconfirm these rival
accounts. Her confident explanatory ranking was only possible after very
seriously considering these rivals. Thus, one very undesirable consequence of
James' principle is that it may suggest to the mystic that there is no need to
consider rival explanations of the mystical experience. Even worse than this,
however, is the problem of relativism. We, including all of the religious and
scientific communities, may rank the rival hypothesis of insanity as the best
explanation of David Koresh's apparently sincere belief that God had spoken to
him. Koresh, himself, is granted absolute epistemological authority to discount
our explanation and substitute his own. This is
epistemologically—and
not just morally—perverse.
James seems to have made a rather
elementary error. He has confused strength and unshakability of conviction with
epistemological authority.
As a matter of psychological fact,
mystical states of a well-pronounced and emphatic sort are usually
authoritative over those who have them. They have been "there," and know. It is
vain for rationalism to grumble about this. If the mystical truth that comes to
a man proves to be a force that he can live by, what mandate have we to order
him to live another way? We can throw him into a prison or a madhouse, but we
cannot change his mind (James 1902, 414).
I concede that there are lots of
circumstances, philosophical and practical, where we cannot change a person's
mind about something he or she firmly believes. In many of these circumstances
it would be inappropriate "to order him to live another way," and immoral to
"throw him into a prison or a madhouse" if we fail to reason with him.
Rationalism does not grumble about this, but it does give us a mandate to
rationally criticize his reasoning.
James is surely mistaken. Disinterested
third-parties are more reliable explainers than the mystic herself. Because the
strength of her personal commitment is so strong, she will be less likely to
fully consider the explanatory virtues of rival accounts. But, ultimately, the
mystic is in precisely the same epistemological situation as those of us who
only hear mystical testimony and are convinced that the mystic is honest.
VI
St. Teresa explains her experience with
implicit appeal to Swinburne's "principle of credulity"—Christ was at her side.
[I]f it seems (epistemically) to a
subject that x is present, then probably x is present; what
one seems to perceive is probably so. . . . [I]n the absence of special
considerations, all religious experiences ought to be taken by their subjects as
genuine, and hence as substantial grounds for belief in the existence of their
apparent object (Swinburne 1991, 254).
Although it is stated in very different
terms, Alston's "doxastic practice" principle gets at a similar
point.
[I]t is rational to engage in any
such practice that is socially established, that yields outputs that are free
from massive internal and external contradiction, and that demonstrates a
significant degree of self-support. This implies that it is rational to take any
such practice to be reliable and hence a source of justification for the beliefs
that it . . . engenders . . . . [T]he "mystical experience belief
forming practice" satisfies the above conditions for rational acceptance (Alston
1991, 184-5)
Both principles have their basis in the
epistemology of sense perception. How else do we avoid the sceptic's arguments
other than by simply insisting at some point in the discussion that perception
is reliable? What you see is what you get. None of this means, however, that
every half-baked perceptual claim is automatically self-certifying. Both
Swinburne and Alston included additional features—"the absence of special
considerations" or being "free of massive internal and external
contradiction"—which also must be satisfied.
Inference to the best explanation is
consistent with both of these principles, both in their straightforwardly
perceptual applications, and in the context of mystical experiences. What we
must do to assure ourselves that either principle can be safely utilized in a
particular context is to consider, and ultimately reject, rival explanations.
Application of the principle of credulity, or the doxastic practice principle,
might lead St. Teresa, or those of us who listen to her testimony, to the
conclusion that Christ was at her side. But to confidently apply these
principles is to have considered, and found less satisfactory, a couple of
serious rival accounts.
William Alston describes his approach to
the epistemology of Christian mystical practice as one of direct realism. If the
testimony of mystics themselves is to be our guide, they were almost all
metaphysical realists. When St. Teresa tells us, "I was at prayer
. . . when Christ appeared at my side," it is extremely artificial to
read her as saying anything other than that Christ really was at her
side. Metaphysical realism seems demanded by epistemological considerations. For
mystics themselves, as well as for a majority of scholars who have studied
mystical experiences, these special states of consciousness have been taken as
relevant and important theological evidence. Not that she needed any, but St.
Teresa's experience constitutes for her definitive evidence for the existence of
God. Epistemology, as well as any substantive area of philosophical
investigation like natural theology, or mysticism, is more straightforward from
the metaphysical realist's point of view.
There also appear to be some specifically
theological considerations that point in the direction of metaphysical realism.
William Alston articulates a reason that many theists would give for demurring
from some of the rival explanations to be considered
below:
Theistic religions hold that the
basic truths of the religion were revealed to us by God. If so, why should God
fail to give us propositions that are strictly true of Himself? Would it not be
misleading at best, and deceptive at worst, if He were to provide us with
accounts that are couched in terms of one of the many ways in which He could
appear to us, rather than in terms of what He is and does? (Alston 1991,
256-7)
Regardless of the advantages—both
epistemological and theological—metaphysical realism can survive as the most
plausible account of St. Teresa's experience only by proving to be a better
explanation than the following two alternative accounts.
VII
There is something artificial about the
single-minded focus so far on this one bit of mystical testimony. St. Teresa's
authority is greatly enhanced by the fact that the experience she describes is
far from unique. She reported many similar mystical experiences during her life,
and the literature shows that these psychological occurrences are "corroborated"
by the accounts of many other Christian mystics. These are very important
additional data.
e5. Many other Christian mystics have
reported similar kinds of experiences.
I think that there is little doubt that
all of us—theists and sceptics alike—would explain St. Teresa's experience of
Christ at her side as a delusion if such experiences were absolutely unheard of
in the Christian tradition.
The mystical literature is a mixed
blessing, however, for the metaphysical realist. In one sense the written record
corroborates St. Teresa's experience, but in another it falsifies, or at least
complicates, it. The problem is that non-Christian mystics report occurrences
that bear a strong psychological similarity to her experience, but seem to have
a very different religious content. Thus, if we are to consider all of the
relevant data we must also include the following.
e6. Many non-Christian, and non-theistic,
mystics report experiences that are psychologically similar, but theologically
quite different.
Indeed, e6 provides the
context for the most important interpretive disagreement between contemporary
scholars of mysticism.
Consider the following explanatory
hypothesis which is stated very clearly in Stace's Mysticism and
Philosophy:
[T]here is a clear unanimity of evidence from Christian, Islamic, Jewish, Mahayana Buddhist, and Hindu sources, also supported by the witness of the pagan mystic Plotinus, and the modern Englishman . . ., that there is a definite type of mystical experience, the same in all cultures (Stace 1987, 89).
That mystical experiences form a
phenomenological, and perhaps metaphysical, natural kind has seemed obvious to
many of the analysts who have approached their studies from a comparative,
cultural, or religious perspective. Following Stace, we can refer to this
position as the theory of the "universal core." The following hypothesis has
come under sustained recent attack, but also continues to find able
defenders:
T*3. There is a universal core to many
cross-cultural mystical experiences. They are conceived, experienced, and
responded to from within the particular cultural and religious heritage of the
individual mystic.
Clearly such a hypothesis is threatening
to the Christian realist.
VIII
The realist might attack this rival
head-on. The theory of the universal core says that "there is a definite type of
mystical experience, the same in all cultures." Serious doubts might be raised
about this by simply comparing St. Teresa's experience of Christ at her side to
the following:
The Ego has disappeared. I have
realized my identity with Brahman and so all of my desires have melted away. I
have arisen above my ignorance and my knowledge of this seeming universe. What
is this joy I feel? Who shall measure it? . . . . Now, finally
and clearly, I know that I am the Atman [the soul identified with Brahman],
whose nature is eternal joy. I see nothing, I hear nothing, I know that nothing
is separate from me (Prabhavandanda, 1970, 103).
How could anyone seriously suggest these
experiences are the same? What does Stace mean when he talks about a
type of mystical experience?
Consider the following examples of
conscious experiences:
(1) My experience of an idle
daydream.
(2) My experience of listening to Handel's
Messiah.
(3) My experience of enjoying a hot fudge
sundae.
(4) My experience of listening to the
Beatles.
(5) My experience of listening to my favorite piece
of classical music.
(1) and (2) are the
same—or relevantly similar—because they are both examples of conscious
experiences. (2) and (3) are sense experiences; (2) and (4) are
both auditory experiences (or perhaps, musical experiences). (2) and
(5) are identical in a more interesting sense, however, since the
Messiah happens to be my favorite piece of classical music. I take it
to be obvious that the universal core hypothesis asserts a cross-cultural
identity between mystical experiences that comes much closer to the relationship
between (2) and (5), than the rather general relationship between (1) and
(2).
The standard move for defenders of the
universal core hypothesis has been to distinguish between the raw mystical
experiences, themselves, and the interpretations that have
been placed on them by various mystics.
[T]here is no necessary reason to
suppose that [mystical accounts] involve different sorts of experience; the
difference lies rather in the way the experience is interpreted. . . .
[There is a] contrast between experience and interpretation. . . . Mysticism is
substantially the same in different cultures and religions (Smart 1965,
75).
If you find the Messiah to be
repetitive and a two hour torture your description of the piece will no doubt be
very different than mine. Nevertheless, it would make sense to say that you and
I had been experiencing the same piece of orchestral music. To make such a case,
however, we would need to conduct a more thorough phenomenological analysis.
All of this suggests a kind of
"empirical" test. Mysticism is often characterized as a phenomenological
concept. The emphasis we see in Stace and Smart on experiences, and
interpretations of experiences, also suggests that we should consult some actual
phenomenological analyses of mystical experience. Nelson Pike has recently
completed just such a study of Christian mystical practice, with particular
focus on "the several states of union." (Pike 1992, 14). He puts to the test the
following claim by Stace:
"Union with God" is not an
uninterpreted description of any human being's experience. It is a theistic
interpretation of undifferentiated unity. St. Teresa's uninterpreted experience
is the same as Eckhart's, but she is incapable of distinguishing between
experience and interpretation so that when she experiences the divisionless
oneness of the mystical consciousness she jumps at once to its conventional
interpretation in terms of Christian beliefs (Stace 1987,
107).
On the basis of four chapters of careful phenomenological analysis of
Christian mystics like St. Teresa, Pike is in a position to make embarrassing
observations like the following:
Recall that in the Prayer of the
Quiet, God and the soul of the mystic are said to be close while in
Full Union and in the culmination stage of Rapture these same two objects are
pictured as being in mutual embrace. . . . The same is true of the
other descriptions persistently offered of union phenomena. God enwraps
and penetrates the soul; the soul is submerged in and
saturated by God; God and the soul are mingled. Again the
language is radically dualistic (Pike 1992, 108).
Grand metaphysical claims like Stace's are unlikely to be supported by the
phenomenological method implicitly endorsed by most supporters of the ecumenical
interpretation of mystical experiences.
IX
In retrospect, the failure of the
phenomenological method was only to be expected, at least by those of us who are
at all sympathetic to the sociology of knowledge. Steven Katz presents the case
in its starkest terms.
There are no pure (i.e. unmediated)
experiences. Neither mystical experience nor more ordinary forms of experience
give any indication, or any grounds for believing, that they are unmediated.
That is to say, all experience is processed through, organized by, and
makes itself available to us in extremely complex epistemological ways.
. . . This epistemological fact seems to me to be true, because of the
sorts of beings we are, even with regard to the experiences of those ultimate
objects of concern with which mystics have intercourse, e.g. God, Being,
nirvana, etc. (Katz 1978, 26).
If we accept that the given in experience
is a myth, then the whole project of establishing cross-religion, or
cross-cultural, identity for mystical experiences by phenomenology seems doomed
from the start.
Phenomenological analysis will not
provide evidence for the universal core hypothesis. Indeed, whatever direct
evidence it does provide is likely to point in the opposite
direction.
[T]he Hindu mystic does not have an
experience of x which he then describes in the, to him, familiar
language and symbols of Hinduism, but rather he has a Hindu experience, i.e. his
experience is not an unmediated experience of x, but is itself the, at
least partially, pre-formed anticipated Hindu experience of Brahman. Again, the
Christian mystic does not experience some unidentified reality, which he then
labels God, but rather has the at least partially prefigured Christian
experiences of God, or Jesus, or the like (Katz 1978,
22).
The defense of the universal core
hypothesis is based on a mischaracterized insight. The similarities between
mystical experiences are surely psychological, perhaps religious, but not
phenomenological.
None of these latter considerations, however, point us back in the direction of theological realism. Indeed, once we have jettisoned the hope of phenomenological similarity or identity, a very plausible explanation of cross-cultural mystical experience immediately suggests itself. Hick is one contemporary spokesperson for this theory:
The universal core theory is irreparably false, but it gets at something interesting and important. We might christen this explanatory strategy as the "post-Kantian thesis," or the "pluralist hypothesis." In any case, we need to seriously consider the possibility that there exists some cross-cultural religious reality that many mystics, including St. Teresa, have made psychological contact with, and consciously experienced, within the cultural and linguistic framework they were raised. I propose, therefore, the following restructuring of T*3:The hypothesis proposed at this point hinges upon the distinction (first given by Kant) between something as it is in itself and as it appears to a consciousness dependent upon a particular system of perceptual machinery and endowed with a particular system of interpretive concepts congealed into a linguistic system. . . . [This] suggests the hypothesis that the infinite Real, in itself beyond the scope of other than purely formal concepts, is differently conceived, experienced and responded to from within the different cultural ways of being human (Hick 1989, 13).
T*4. Mystics are in some
direct contact with the infinite Real, in itself beyond the scope of other than
purely formal concepts. It is differently conceived, experienced and responded
to from within the different cultural ways of being
human.
X
A good number of contemporary
philosophers and psychologists would be highly suspicious of both the theistic
realist's account and that of the pluralist. These scholars would favor some
sort of secular-naturalistic account. As we saw, even St. Teresa operating in a
sixteenth century context was forced to seriously consider a naturalistic rival
explanation of her experience.
T*1. She believed that Christ was at her
side because she was suffering from some physical pathology.
Contemporary materialists would likely
explain St. Teresa's experience, as well as those of most other mystics, in the
following terms:
T*5 Mystical experiences are simply the
conscious manifestation of complicated neurophysiological occurrences within the
mystics' central nervous systems.
Such an explanatory strategy, though
widely endorsed and apparently plausible, proves to be surprising complicated to
articulate and defend.
Secular naturalists emphasize certain
features of St. Teresa's central nervous system. This will not, however, provide
a completely satisfactory rival. Theistic defenders of T*0, like
Adams (1987), Swinburne (1991) and Alston (1991), adopt a sophisticated position
on the relationship between consciousness, in general, and neurophysiological
occurrences. They can then argue that a neurophysiological account of St.
Teresa's experience is not a rival explanation, but a complementary
one, articulated at a different explanatory level. After all, a
neurophysiological account of my visual experience of my word-processor does not
automatically count as a rival; it in no way suggests that this visual
experience is an hallucination or a dream. Sophisticated versions of substance
dualism are perfectly compatible with our most up to date
neuroscience.
The neurophysiological explanation does
not really address the question of the etiology of mystical experiences. Why was
St. Teresa's central nervous system in an experience-of-Christ mode at that
particular moment? Theistic realists believe that the interesting causal story
is religious—the actions of God are
responsible. Secular naturalists seek an internal causal account in terms of
brain chemistry, or patterns of neural firings. It is not clear that empirical
research will settle this matter, though continued breakthroughs will inevitably
strengthen the secular naturalist's position as we learn more about the
underlying physiology of consciousness in general.
One looks in vain to contemporary
cognitive science for detailed neurophysiological accounts of mysticism. This is
hardly surprising. We are just at the beginning of the cognitive revolution.
There are still huge empirical and methodological debates about consciousness
and sensory experience in general. Such an admission may strike some readers as
hand waving and a desperate attempt to avoid explanatory responsibility. It is
not offered in that spirit. When knowledge of the mechanism of consciousness was
in its true infancy, it was much easier for secular naturalists to propose
physiological accounts. Recall the following from Huxley that is not altogether
out of date:
[There is a] close similarity, in
chemical composition, between mescaline and adrenalin. . . .
[L]ysergic acid, an extremely potent hallucinogen derived from ergot, has a
structural relationship to the others. . . . [A]drenochrome, which is
a product of the decomposition of adrenalin, can produce the symptoms observed
in mescaline intoxication. But adrenochrome probably occurs spontaneously in the
human body. In other words, each of us may be capable of manufacturing a
chemical, minute doses of which are known to cause profound changes in
consciousness (Huxley 1963, 11).
I am not in any way suggesting that such
a view would find supporters in contemporary neuroscience, but I take it to be
obvious how this kind of account could be fleshed out to provide a satisfactory,
and genuinely rival, explanation of St. Teresa's experience. Presumably more up
to date naturalistic accounts would stress neural networks, or perhaps the
relationship between consciousness and memory (Dennett 1991, and (Churchland
1995).
XI
Steven Katz suggests an epistemological
principle governing mystical experiences that is even more surprising than those
of William James:
[M]ystical experience is not and
logically cannot be grounds for any final assertions about the nature
or truth of any religious or philosophical positions nor, more, particularly,
for any specific dogmatic or theological belief. . . . [M]ystical or
more generally religious experience is irrelevant in establishing the truth or
falsity of religion in general or any specific religion in particular (Katz
1978, 38).
Within the context of inference to the
best explanation this seems overly pessimistic. We have data that are relevant,
and cry out for explanation. We have focused on a single report by a Christian
mystic, but there are many such reports, and many that are equally sincere. Thus
we have an entire interpretive community composed of mystics themselves, and
those of us who judge their testimony to be sincere. All of us must account for
the following data:
E1. Scores of mystics have had experiences
that they believe were direct encounters with God.
We have concentrated our discussion on
three general alternative theories. First the direct realist account that the
mystics themselves almost universally prefer:
TC. Mystics believe that they have had
direct encounters with God because they did in fact have such direct
encounters.
Next there was the reductionist
explanation:
TR. Mystics believe that they have had
direct encounters with God because they have experienced complicated
physiological and psychological occurrences.
And finally we have the pluralist
account:
TP. These mystics believe that they have
had direct encounters with God because they were in contact with the Real (the
numinous, etc.) which they conceived, experienced, and responded to from within
their Christian heritage.
The question, of course, remains as to
the best explanation of mystical experiences. Inference to the best explanation
is sometimes criticized on the grounds that it fails to provide a formula for
discovering which theory is best. But that was never its purpose. It is intended
as a descriptive account of the relationships between data and explanation that
are perceived to hold when intelligent people acknowledge cases of good
evidence. Ultimately, it asks us to make considered subjective judgments as to
what we see as the best explanation, and then hope that within these subjective
judgments we will discover intersubjective agreement. I have already confessed
that natural theology may be one of the least likely areas in which to expect
explanatory consensus.
I close, therefore, with a couple of
brief considerations that are relevant to my own rank ordering of the three
potential explanations of mystical experiences. TC has to rank as the
poorest explanation for two reasons. Pain, suffering, and misery are manifest
features of this world. Evil provides relevant data that the theistic religions
have a very difficult time explaining, and hence it provides additional evidence
against TC (Johnson 1984). Furthermore, TC asks us to
assume that one particular religious tradition is privileged to the
metaphysically correct conceptual scheme and the theologically correct
explanation of mystical experiences. All other traditions are not simply
incorrect in their judgments about explanatory plausibility, they do not even
possess the conceptual and linguistic tools to appreciate the nature of
theological reality. This position is simply too self-serving and arrogant to be
correct.
With respect to TR and
TP, however, the explanatory race is much more interesting. My own
secular and materialist biases lead me to prefer TR, but I have to
confess that I cannot really articulate any principled reason for treating this
explanation of mystical experiences as superior. The context of the debate
between the pluralist and the reductionist is easy enough to anticipate.
Reductionists will appeal to the explanatory virtue of parsimony. Clearly the
ontological commitment of secular-naturalists is simpler than that of religious
pluralists. This certainly counts as one reason to prefer TR.
Pluralists, however, can easily respond that this account is too
simple. Good explanations must also be complete—they must account for all of the
relevant data. Secular naturalists have no convincing account of the internal
etiology of the neurophysiological states that they claim constitute the entire
story about mystical experiences. Pluralism, at least, provides some kind of
genuinely causal account.
Intersubjectivity, here, is extremely unlikely. Hopefully, pluralists can see the ontological economy involved in the reductionist account. But reductionists need to acknowledge how much is left unaccounted for in their hypothesis. Left out of the discussion, however, are the Christian realists. Their explanatory preferences are so out of line with this author that one has to suspect more than disagreement, but the beginnings of a breakdown in communication. Perhaps this is the source of Katz's pessimism. But, I prefer to conclude more optimistically. I strongly suspect that I have succeeded in communicating with Christian realists like Alston. The breakdown between us is not one of linguistic communication. We disagree, but hopefully better understand one another. Perhaps, even better respect the other's position on the evidence.
Notes
1. See, for example, Swinburne (1991), Mackie (1982), and Johnson (1993).
2. By far the most thorough examination of the evidential value of testimony from the perspective of inference to the best explanation is contained in the work of Larry Wright (Wright 1982, 1989, 2001). The characterization of testimony to follow is deeply indebted to Wright's treatment of this issue.
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Jeffery Johnson teaches Philosophy, and is a founding member of the program in Philosophy, Politics, and Economics at Eastern Oregon University in La Grande, Oregon.
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to: Professor Jeffery Johnson
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