ISSN 1393-614X Minerva - An Internet Journal of
Philosophy Vol. 10 2006
____________________________________________________
The Self-Development
Argument for Individual Freedom Simon Clarke |
Abstract
The argument that individual
liberty is valuable as a means to self-development is examined in five
sections. First, what is self-development? Second, why is self-development
valuable? Third, is it always valuable and is it of pre-eminent value? Fourth,
does it require individual liberty? Finally, two interpretations of
self-development are distinguished which show that the argument for freedom is
either qualified or question-begging.
One argument for the value
of individual freedom is that freedom is instrumentally valuable as a means for
self-development, enabling people to develop their inner natures and
capacities. According to this self-development argument, all restrictions of
freedom are presumptively wrong since they undermine self-development. And
paternalistic restrictions are self-defeating because rather than advancing the
interests of people who have their freedom restricted, they would set back
people’s well-being by undermining their self-development. Consider, for
example, an extreme case of restriction of liberty such as slavery. Even if
slavery did not involve the more obvious forms of harm such as the cruel
treatment usually meted out to slaves, even that is, with a relatively benign
slave-master, a slave is harmed insofar as the various talents and abilities
that he would be otherwise able to develop are left dormant while he is made to
perform only menial tasks.
This self-development
argument will be examined in five sections. In the first, what is meant by
self-development will be explained more fully. Next, why it might be thought
valuable – something that defenders of the argument have seldom expanded upon –
will be examined. I argue that self-development is a plausible view of personal
well-being. Third, there is the matter of whether it always contributes to
well-being or only sometimes, and whether it is the only or the highest
component of well-being. The fourth and most important step of the argument is
to show that self-development requires liberty. Do restrictions of freedom
undermine self-development, or can such restrictions further people’s
development? Several arguments for the former will be examined, and the
conclusion reached is that self-development provides some, but only qualified
support for individual liberty. Finally, in the fifth section an ambiguity with
the idea of self-development will be pointed out. This ambiguity affects the argument
at the most fundamental level for it means that self-development either
supports freedom in only the qualified sense, or if it supports freedom
unqualified, it does so in a way that makes the argument question-begging.
1. The Concept of
Self-Development
Self-development is
achieved when a person develops her talents, abilities, capacities, and
faculties. It is sometimes referred to as the highest and most harmonious
development of a person’s powers to a complete and consistent whole (Humboldt
1854, 11). It is achieved when people fully realise their talents and
potentialities, pursuing projects that fit their nature, agree with their
innate proclivities and bring to fruition their skills and capacities (Wall
1998, 130). Self-development requires the development of one’s aptitudes into
talents, and the unfolding of all basic tendencies and inclinations (Feinberg
1986, 57).[1] It can be contrasted with idleness,
drudgery, and passive consumption. John Stuart Mill, the writer who more than
anyone else developed the self-development argument for liberty, expressed the
ideal more fully:
Among the works of man, which human life is rightly employed in
perfecting and beautifying, the first in importance surely is man himself.
Supposing it were possible to get houses built, corn grown, battles fought,
causes tried, and even churches erected and prayers said, by machinery – by
automatons in human form – it would be a considerable loss to exchange for
these automatons even the men and women who at present inhabit the more
civilized parts of the world, and who assuredly are but starved specimens of
what nature can and will produce (Mill 1975, 56).
Developing one’s abilities
to their fullest, according to Mill, is or ought to be the goal of human
endeavour.
The ideas of
self-development and self-realisation are often used interchangeably, but
although closely related they are not identical. Self-development refers to a
person’s development of his abilities but this development might not be fully
realised, that is, his abilities might not be developed to their fullest. Only
when they are developed to their fullest is self-realisation achieved. Although
conceptually distinct, I shall set aside here whether the distinction makes any
difference to the arguments for freedom.
Self-development has been
considered by many thinkers to be a worthy ideal. One author lists Plato,
Aristotle, Rousseau, Hegel, and Mill as among those who identify a person’s
good with this ideal (Feinberg 1986, 57). Views of self-development differ
according to which abilities are seen as the valuable ones to develop.
Aristotle emphasised rationality, Marx creative labour, Nietzsche the will to
power (Hurka 1993, 3). The particular view of self-development that is most
relevant for the argument for freedom is one that takes a pluralistic view of
valuable abilities. Instead of picking out one or a small set, it emphasises
the many various abilities people have. The range of activities that can lead
to self-development is large:
Playing
tennis, playing piano, playing chess, making a table, cooking a meal,
developing software for computers, constructing the Watts Towers, juggling with
a chainsaw, acting as a human mannequin, writing a book, discussing in a
political assembly, bargaining with an employer, trying to prove a mathematical
theorem, working a lathe, fighting a battle, doing embroidery, organizing a
political campaign, and building a boat (Elster 1986, 99).
There are – though this
list is not exhaustive – physical, intellectual, relational, and artistic
abilities. Elsewhere Mill distinguishes intellectual, practical, and moral
abilities (Mill 1862, ch. 2). Each type of ability is a broad category
subsuming more specific abilities. Amongst athletic abilities are those for
running, jumping, kicking a ball, etc. Within the last there is the ability to
kick a round ball or an oval, to kick with distance or with precision. Amongst
the intellectual abilities are those for abstract mathematical thought and
those for imaginative creativity (the connection between this and artistic
ability shows that the categories are overlapping rather than discrete). And so
on.
People differ in their
abilities; some people’s talents lie in creativity while others are more suited
to athletic ability; some rare individuals may possess a wide range of these,
each to a significant degree. This individual diversity of abilities is central
to the argument for liberty. Since people are highly diverse in their talents
and abilities, there is no single lifestyle or small set of them which will
lead to self-development for all. As Mill eloquently puts it:
different persons ... require different conditions for their
spiritual development; and can no more exist healthily in the same moral, than
all the variety of plants can in the same physical atmosphere and climate. The
same things which are helps to one person towards the cultivation of his higher
nature, are hindrances to another. The same mode of life is a healthy
excitement to one, keeping all his faculties of action and enjoyment in their
best order, while to another it is a distracting burden, which suspends or
crushes all internal life. Such are the differences among human beings in their
sources of pleasure, their susceptibilities of pain, and the operation on them
of different physical and moral agencies, that unless there is a corresponding
diversity in their modes of life, they neither obtain their fair share of
happiness, nor grow up to the mental, moral, and aesthetic stature of which
their nature is capable (Mill 1975, 64).
This,
I believe, is what Mill means by the term ‘individuality.’ Individuality, which
is the basis of his case for liberty, ‘is the same thing with development, and
... it is only the cultivation of individuality which produces, or can produce,
well-developed human beings...’ (Mill 1975, 60). ‘Individuality’ refers to
self-development, but understood as the development of an individual’s own
particular abilities - rather than those shared by all humans or a select few
that are valuable for all - along with the view that individuals differ quite
markedly in their abilities. For Mill, the best life is
one in which an individual actively exercises his or her faculties to the
fullest, which will often involve the development of a unique package of
abilities.
2.
Well-Being as Self-Development
Given
this understanding of self-development the next question regards its value. For
even if freedom is instrumental for self-development, that is an argument for
freedom only if self-development is a worthwhile goal. Why might it be thought
a worthwhile goal? Defenders of self-development seldom provide an answer,
often thinking that its appeal is evident. But by considering some competing
conceptions of well-being we may see why self-development is plausibly thought
of as an attractive ideal.
In
recent discussions of well-being it has become common to distinguish three
different conceptions (Parfit 1984, 493-502). According
to mental-state accounts, a person’s life goes well by having certain mental states
such as pleasure or happiness. This has the virtue of capturing a common-sense
view of what well-being is, identifying it with a sense of contentment or
satisfaction with one’s life. Classical utilitarian philosophers such as Jeremy
Bentham thought that the presence of pleasure and the absence of pain were and
ought to be humans’ goals. However, imagine that scientists create an
experience machine that can give you pleasurable mental states. Once you are
plugged in you will never know the difference between the experiences and
reality. Would being plugged in be a good life? Surely not, for mental-state experiences are not the only things that count for
well-being. People don’t just want the experience of having an interesting job,
falling in love, spending time with friends. They actually want to do those things. The mental-state account of well-being is unacceptable (Nozick
1974, 42-5).
Perhaps,
then, well-being consists in desire-satisfaction, so that a person’s life goes
better by getting more of whatever she wants. Again, this fits some
common-sense views in that it is often thought that a good life is getting what
one most desires. Although people sometimes have desires based on mistaken
beliefs, as when I want to drink from a glass in front of me not knowing that
it contains poison, the idea can be adjusted so that well-being consists in the
satisfaction of one’s informed
desires. But even on this adjusted view, there is something faulty with the
idea. It is not because we want something that getting it makes our life go
better. Rather, there are reasons why we want it and these reasons ground why
something contributes to the quality of our lives. Consider friendship and the
plausible claim that having close friends makes my life go better. I may want
close friends and be fortunate enough to have them, but it is not the wanting
that grounds why having them is good. Rather, having friends is valuable and
that is why I want them. If I did not want them, I would think my life worse.
Such
considerations push us towards a third conception of well-being, an objectivist
view. On this view, one’s life goes well by getting
certain objectively valuable things, whether the person wants them or not: ‘The
good things might include moral goodness, rational activity, ... having
children and being a good parent, knowledge, and the awareness of true beauty.’
(Parfit 1984, 499.) The objectivist view might consist simply of a list of
items such as those above, but it might instead give an account of what these
have in common, and hold that this unifying feature is ultimately what
determines well-being. Self-development seems a plausible unifying feature.
Understood in the pluralist sense explained in the previous section, one’s life
goes better if one develops one’s abilities to their fullest, where this
development can occur in any of a wide range of activities.
Hence
self-development is a plausible view of well-being because it provides a
unifying objective explanation of how people’s lives go better, avoiding the
difficulties of more subjectivist accounts. This line of reasoning is suggested
by Humboldt’s comment that self-development is the true end of mankind in the
sense that it is ‘prescribed by the eternal and immutable dictates of reason,
and not suggested by vague and transient desires’ (Humboldt 1854, 11. See also his comments at 7-8) and by
Mill’s claim that his case for individual liberty rests on utility, but
‘utility in the largest sense, grounded on the permanent interests of man as a
progressive being.’ (Mill 1975, 12.)[2]
Much
more would have to be said of course to provide a complete argument for the
value of self-development. There are replies to the criticisms of the mental
state and desire-satisfaction views and objections to the objectivist view
(Griffin 1986, chs. 1-4). But I hope to have given some indication of why
self-development may be thought a plausible conception of well-being. [3] (In
the final section, some more arguments for the value of self-development will
be examined.)
3.
Self-Development and Other Values
But
even if self-development has value, two further questions arise. Is it always
valuable? And is it the only value? Regarding the first, one may wonder if all abilities
are valuable. Some, such as the ability to count the number of blades of grass
in a lawn, seem worthless (Rawls 1971, 432). Others, such as the ability to
torture people, seem positively evil. Is a person’s well-being advanced by
having such abilities developed? If so – if what may be called the broad value of self-development is true
– the stronger is the self-development argument for freedom. For if a person’s
well-being is advanced by the development of only valuable activities (those
that are not worthless or positively evil) — in other words if instead
self-development has only narrow value
— then restrictions that interfere with abilities that are not valuable would
not undermine self-development in any significant sense. If the narrow view is
true, there is more scope for restricting freedom without undermining
self-development.
Fortunately
for the self-development argument, the broad view is more plausible than the
narrow. While it seems odd to say that the ability to torture people could be
good for a person, we should accept this as true if we are at all drawn to the
value of self-development. It may not be good for others that a person has
torturing abilities, and it is probably the case that, all things considered,
it is better that people not have such abilities developed. But this is not
because such abilities do not contribute to welfare – they do contribute, but
the value of that contribution is outweighed by concerns about harm to others.
What of the blades-of-grass-counter? Again, many would hesitate to say that
having such abilities advances well-being. But again, I think this is because
other considerations are affecting the judgement. Not considerations of harm to
others, for in this case there is none, but there is the possibility that this
person could be developing other abilities instead of that of pointless
counting. He could be developing some alternative ability that is richer and
more complex and he could be developing more abilities than just this one. It
is these considerations, I suggest, that make us reluctant to accept that
developing such an odd ability could contribute to well-being. Imagine however
that there is a peculiar person for whom this is the only ability he is capable
of developing. His nature is such that it is either this or nothing. It does
not seem implausible to adjust our intuitions and accept that there is some
contribution to the person’s well-being — if only a small amount — by
developing this strange ability rather than none at all.[4]
Independently
of this issue — that is, whether we accept the broad or narrow value of
self-development — there is the second question of whether self-development is
a complete view of well-being or only one element of it. Is developing one’s
abilities the only good thing in life? Mill seemed to think that there were
other contributions to well-being. The title of his chapter where he makes the
self-development argument is ‘Of Individuality, as One of the Elements of
Well-Being’ and in the opening paragraph of the chapter he describes
individuality as ‘one of the principal ingredients of human happiness’ (Mill
1975, 54), both of which imply that it is not the only ingredient. It seems
plausible to think that other things contribute to a good life, for example
pleasurable mental states,[5] and
loving relationships with others. One view is that well-being consists of two
elements, self-development and happiness:
Of goods or absolute ends, there are for man but two — perfection
and happiness. By perfection is meant the full and harmonious development of
all our faculties, corporeal and mental, intellectual and moral; by happiness,
the complement of all the pleasures of which we are susceptible (Hamilton 1859,
14).[6]
Whether
there are only two or more than two, these other components of well-being seem
valuable apart from the development of abilities that they may involve.
Again,
the correct answer to this question will affect how strong the self-development
argument for freedom is, because even if freedom is conducive to self-development
(the case for which will be examined in the next section), if self-development
is only one part of well-being then that leaves open the question as to whether
the other parts are also conducive to freedom or instead support restrictions
on freedom. If the latter, then the support for freedom will be weaker than if
self-development were the whole of well-being. Mill, however, advocates the
liberty principle not merely as a presumptive one but as an absolute one. He
claims that liberty may never be
restricted except to prevent harm to others, not simply that such restriction
would be merely in one way bad. But to reach this conclusion from the
self-development argument, it must be the case either that self-development is
the whole of well-being or if it is only a part, it has lexical priority over
the other parts.
To find an argument for
self-development being a dominant component of well-being, we can look to
Hamilton’s discussion of the values of knowledge (understood as ‘possession of
truth’) and intellectual development (‘the power,
acquired through exercise by the higher faculties, of a more varied, vigorous
and protracted activity’).
Alexander assuredly did not foresee that the conquest of one world
would only leave him to weep for another world to conquer. It is ever the
contest that pleases us, and not the victory. Thus it is in play; thus it is in
hunting; thus it is in the search of truth; thus it is in life (Hamilton 1859,
8).
Humboldt
also seems to suggest such a view. Immediately after extolling the value of
developing one’s ‘moral and physical energies’ he suggests that this process is
of more value than the end-states it produces:
to the conqueror his triumph affords a more exquisite sense of
enjoyment than the actual occupation of the territory he has won, and ... the
perilous commotion of reformation itself is dearer to the reformer than the calm
enjoyment of the fruits which crown its successful issue (Humboldt 1854, 3).[8]
This
suggests an argument against a view of the good life that sees it as consisting
of independent components such as self-development and
happiness. While
It
seems plausible to accept this argument’s contention that processes are part of
a good life and to reject the view that well-being consists only in end-states.
Having a good life consists in doing certain activities not just having certain
things. However, it is less plausible to suppose that the former is the only
thing that matters or is always more valuable than any amount of the latter.
Accepting that processes matter does not mean that end-states do not also
count. A more plausible view would say that a good life could consist of both,
giving priority to neither. Nor does it seem that the value of end-states is
entirely derived from the processes that led to them.
4.
Self-Development and
Assuming
then that self-development has broad value and that it contributes
significantly to well-being, does it require freedom? In this section three
strategies for showing how self-development supports liberty will be examined –
the best-judge view, the choice-emphasising capacities, and the
range-of-options requirement. I shall try to point out
some problems with each argument and then in the next section turn to a deeper
problem with the claim that self-development supports liberty.
I. The
Best-Judge View
Mill
claimed that people are the best judges of what is
conducive to their own development. An individual is the best judge of his
interests, says Mill, for two reasons.
First because ‘he is the person most interested in his own well-being.’
(Mill 1975, 71.) Others may be genuinely concerned with my welfare. But they
are not as concerned as I am. Since I am the one who cares most about what
happens to me, I am more likely to get it right. The second reason is that ‘with respect to his own feelings and circumstances, the
most ordinary man or woman has means of knowledge immeasurably surpassing those
that can be possessed by any one else.’ (Mill 1975, 71.) Individuals have
‘privileged access’ to information regarding what would be conducive to their
own development and hence again are more likely to be right (Goodin 1990, 183).
Call these two reasons the motivational and the epistemic reasons for the
best-judge view respectively. Their conclusion is that while people are
not perfect judges, they are better than anyone else at developing their
abilities and so should be left free to choose for themselves.
There are at least two
types of exceptions to the best-judge view, each corresponding to the
motivational and epistemic reasons for that view. The first type of exception
concerns motivation. Some people may not be motivated to choose activities
which develop their abilities. One reason for this is that self-development is
often initially painful and only later — if at
all — pleasurable and people sometimes give more
weight to their immediate experiences (Elster 1986, 104-7.) Learning to play
piano is a frustrating experience, especially at the start, while watching
television is comparatively easy. So coercion or other restrictions of freedom
could overcome these initial start-up disincentives and make people pursue
developmental activities. As one of Mill’s early critics put it ‘Habitual
exertion is the greatest of all invigorators of character, and restraint and
coercion in one form or another is the great stimulus to exertion.’ (Stephen
1975, 147.) Mill anticipated this objection and responded by arguing that
although ‘the spirit of improvement is not always a spirit of liberty, for it may aim at forcing improvements on an unwilling
people, ... the only unfailing and permanent source of improvement is liberty,
since by it there are as many possible independent centres of improvement as
there are individuals.’ (Mill 1975, 66).
This is an appeal to the diversity of people’s abilities that we have seen is
central to the self-development case for liberty. But accepting this diversity
claim does not support Mill’s conclusion because people who are not motivated
to develop their abilities are unlikely to choose activities that result in
self-development. It may be true that for each individual there is a unique
route to self-development given his or her various abilities, but it does not
follow that each individual will follow this route if he or she is not
motivated to.
More recently, one writer
has countered the objection to the motivational reason by maintaining that as
well as motivating people, coercion will close off routes to self-development.
Hence coercion may make self-development less rather than more likely (Wall
1998, 154). But there are four reasons to doubt this. First, this seems true
only for clumsy coercion. Careful use of threats of fines or imprisonment would
motivate people to develop their talents and abilities and would only close off
the option of idleness. No routes to self-development would be closed off
assuming, plausibly, that idleness is not a route to self-development. Second,
while it is true that some forms of coercion such as imprisonment prevent a
person from achieving self-development, if the person would not achieve
self-development anyway due to lack of motivation there would be no loss.
Third, if the threats were effective in making people more active, imprisonment
would not occur. And fourth, even if it does occur, closing off routes to
self-development for some may be worth it in order to provide example to others
and motivate them into developing their abilities. Hence people could be forced
out of lifestyles that do not develop their talents and abilities without
interfering with options that lead to self-development. And hence people who
are not motivated to develop their abilities remain exceptions to the
self-development argument for liberty.
The second type of case
that is an exception to the best-judge view is where it is not true that people
are the best judge of what projects would develop their talents and abilities.
Even if it is true for most people most of the time, there are some who will
not be the best judges of what options are most likely to lead to
self-development and even for those who generally are, there will be occasions
on which they do not choose accurately. They mistakenly choose a lesser option
in the belief that it is the one that best develops their talents and
abilities. Hence, for some people freedom is generally not conducive to
self-development and for most people there will be occasions when it is not.
Self-development would be better promoted by limiting some people’s liberty
much of the time and most people’s liberty some of the time.
It may be thought that
these exceptions are not significant problems for the self-development
argument. As one defender of the argument puts it, the claim is not that
liberty is an indispensable condition for self-development. The latter may be
achieved without freedom. Moreover, liberty does not always lead to self-development.
Someone who is free may or may not achieve it. All the self-development
argument claims is that other things being equal, people who have liberty are
better able to develop their talents than those who are told what to do or who
follow others or drift through life (Wall 1998, 152). However, the exceptions
are important since the more of them there are, the weaker the defence of
liberty, in the sense that the defence will be a qualified one. The exceptions
are also important in another way. If self-development provides a justification
for liberty in cases other than these exceptions, then it provides a
justification for not respecting liberty in the exception cases. That is, if
people should have freedom for reasons that derive from the value of self-development,
then for those same reasons people should be restricted in the exception cases.
If we find it implausible that such intervention would be justified in those
cases, then we should be suspicious of the claim that self-development
justifies independence in the other cases. Of course there could be other
reasons why freedom should not be restricted in the exception cases, reasons
which override those supporting intervention. But if those reasons are
sufficient to justify not interfering with liberty, overriding the reasons for
interference that derive from the value of self-development, then those reasons
would also be sufficient to justify freedom in the non-exception cases. It then
seems difficult to see what work if any the argument from self-development is
doing.
II. Choice-Abilities
In light of these
exceptions, an alternative strategy for showing a tighter connection between
self-development and freedom is to emphasise the development of those abilities
that are particularly connected to freedom. Mill argues that in contrast to
uncritically following (or being made to follow) custom, individuality requires
critical choice, which exercises ‘perception, judgement, discriminative
feeling, mental activity, and even moral preference.’
(Mill 1975, 55.) A little further on he says that when a person chooses
for himself, he uses ‘observation to see, reasoning
and judgment to foresee, activity to gather materials for decision,
discrimination to decide, and when he has decided, firmness and self-control to
hold to his deliberate decision.’ (Mill 1975, 56).
A similar argument is made
by Thomas Hurka. On Hurka’s view, rational deliberation is a central element of
the good life and it is closely connected with freedom: ‘Someone with many life
options can reflect upon these options and in so doing exercise his rational
powers. He can weigh their respective merits and defects and reach a reasoned
judgement about them.’ (Hurka, 1993, 150.) This, Hurka admits, is not enough to
establish liberty since rational deliberation does not require that options
actually be open to one. A slave may evaluate possibilities as much as he wants
without ever having the opportunity to bring about any of those possibilities.
But since people rarely deliberate about options they cannot choose, having
freedom ‘encourages reasoning that would have no practical point if options
were closed.’ (Hurka 1993, 150) Self-development supports freedom, according to
Mill and Hurka, because without freedom, abilities such as rational deliberation
would not get exercised and developed.
There are two main
problems with this argument. First, we may ask what is so special about
rational deliberation and the other choice-abilities. People possess other
abilities not so closely connected with choice, and the argument seems to
assume that the choice-abilities are more valuable. Consider a person, call him
Bob, who chooses lifestyle A that calls for rational deliberation and the other
choice-abilities that Mill lists. But imagine however that it calls upon hardly
any other abilities. Alternative lifestyles Bob could have chosen have the
opposite nature – they develop his other abilities but not the choice ones so
much. It is not clear which lifestyle would involve more self-development; not
clear, that is, that allowing Bob to freely choose A is what is most conducive
to his self-development. Imagine that some of the alternatives develop the
non-choice-abilities to a high degree and that choosing lifestyle A exercises
the choice-abilities somewhat but not hugely. Now it seems plausible that
forcing Bob into one of the alternatives would better serve his
self-development than letting him choose A.
One way around this
problem is to hold that the choice-abilities, such as rational deliberation,
are of more value than the non-choice-abilities. If they are valuable enough,
then it would be better to let Bob choose A. But on what basis can some
abilities be thought better than others? It cannot be because those abilities
better support freedom, for that would make the self-development argument for
freedom question-begging. And even if there is some independent basis, the
argument is still problematic. Here I come to the second concern with the
overall argument, namely that even considering the ability of rational deliberation
and the other choice-abilities alone, the argument provides only qualified
support for freedom. Imagine that lifestyle A which Bob favours is the
lifestyle of a couch potato. It involves lying on the sofa all day every day
drinking beer and watching soap operas and game shows on television. It is
conceivable that couch potatoes may rationally deliberate about which
television soaps and game shows to watch and which type of beer to drink.
However most do not do this. They watch whichever ones are on without giving
any careful thought to the matter and drink whichever beer is available in the
shops without ever becoming beer connoisseurs. Imagine that this is the case
with Bob. If so, the degree of development of choice-abilities if Bob were free
to choose A would be minimal. More would occur if he was guided into an
alternative lifestyle that involved the exercise of rational deliberation and
other choice-abilities. So even considering just these abilities, the
self-development argument supports only a qualified form of freedom, since
while intervention might in one way lessen the exercise of those abilities, in
another way it may make their exercise more likely. The overall result could be
a net gain in the development of choice-related abilities.
III.
Another line of argument
from self-development to freedom focuses on the idea that restrictions of
liberty constrain the range of options a person faces, and in doing so, may
restrict options that are more conducive to self-development. Having access to
a wide range of options facilitates self-development, according to Steven Wall,
because additional options may better suit the development of one’s talents and
abilities (Wall 1998, 155-6). Any restriction may block an option that would
have resulted in a higher degree of self-development.
However, this will be the
case only if the extra options are conducive to the development of people’s
talents and abilities. Self-development will be less likely if the additional options
are ones that involve less development of abilities since there would be a
greater chance that people would choose one of these options. This would be
true so long as people are not perfect judges of what is best for
self-development, for if they were then adding options that involve less
self-development would simply result in those options being ignored. If people
are less than perfect then they sometimes get it wrong and may mistakenly
choose one of the additional options. If so, then by limiting freedom to choose
options that are not conducive to the development of abilities, the achievement
of self-development would be more likely. Hence extra options may be just as
likely to hinder as to further self-development.
There may be a way around
this objection. As noted previously, people differ in their talents,
dispositions and preferences to a high degree. So perhaps any restriction of
options limits options that are conducive to someone’s self-development.
Individual diversity requires that there be a wide range of options involving
different ways of achieving self-development, open to all (Wall 1998, 156).
However, even if individual diversity means that the same options are not
equally conducive to the self-development of different people, it does not
follow that all the different options
should be open to everyone. Careful
restrictions could block options a, b,
and c (the options less conducive to
their self-development) for people of type X, while leaving those options open
to people of type Y (where those options are conducive to Y’s self-development)
but block the set of options d, e,
and f from Y (because those options
are not conducive to Y’s self-development) while leaving d, e, and f open to X. In
this way, different options could be blocked for different people, so that each
face only options that will further his or her self-development. These
remaining options need not be a wide range. On the contrary, they could be
intentionally narrow in order to ensure self-development. Thus the fact of
diversity alone does not support the wide-range-of-options aspect of freedom.
Moreover, the argument
assumes that people are motivated to choose options that lead to
self-development and that people are generally the best judge of what is most
likely to result in self-development. These assumptions may not always hold.
Giving those people for whom the assumptions do not hold access to a wider
range of options would not facilitate self-development and may make it less
likely. Someone who wants to do activities that do not develop her talents and
abilities will find that difficult if her range of activities is narrowed so
that it is dominated by those options that encourage self-development. And
someone who is a poor judge of what is best for self-development is more likely
to achieve it when his range of options is similarly narrowed.
To
summarise, the ideal of self-development gives qualified support to liberty.
Sometimes people are not motivated to pursue self-development, and there are
exceptions to when people are the best judges of what would develop their
abilities. Hence there are exceptions to liberty being conducive to
self-development. Two strategies which aim to reduce these exceptions,
emphasising the development of abilities especially connected with freedom and
emphasising that restrictions of liberty may reduce options for
self-development, are unconvincing.
5. Two Conceptions of
Self-Development
The arguments in the
section above cast doubt on the claim that freedom facilitates self-development.
They show that self-development could sometimes be furthered by restricting
freedom. This may not worry defenders of the self-development argument since,
as has already been noted, they admit the possibility of achieving
self-development without freedom (Mill 1975, 66; Wall
1998, 130, 150, 152-3). However there is a deeper problem with the
argument which stems from an ambiguity with the concept of self-development.
There are two different ways of interpreting this concept. On the one hand,
self-development may refer to the development of talents and capacities that
one has. On the other, it may be stressed that the notion involved is that of self-development, so that the
development of talents and capacities must be brought about by oneself and not
others or circumstances in general. Hence on this second interpretation, given
two options x and y, where x will lead to a greater development of talents and capacities than
y, a person may nevertheless achieve
more self-development if he freely chooses y
than if he is forced to choose x.
There is less development but more self-development
(Elster 1986, 101). Of course even more self-development would be achieved if
he freely chooses x, but we can
assume that this is not going to happen. I shall refer to the first
interpretation, the one that focuses on development of the self as the self-as-object
view; and the second interpretation, which focuses on development by the self, as the self-as-source view.
The object view allows
more exceptions to the general claim that autonomy facilitates
self-development. As discussed above, some people are not motivated to achieve
self-development, and some are not the best judges of what is conducive to it,
either generally or on specific occasions. Hence there would be cases where
freedom could be restricted in order to promote self-development. Thus on the
object view, self-development provides relatively qualified support for
liberty. The source view provides relatively unqualified support. In cases
where the development of a person’s talents and capacities could be furthered
by forcing him into some activity, doing so would not further his self-development. For that to happen the
person must freely choose the activity himself. Thus this interpretation of
self-development does a better job in supporting liberty. But the source view
also gives the argument a question-begging nature. If we ask the further
question of what is important about self-development in the source sense, we
want to know not what is important about having talents and abilities that are
developed, for that would only support self-development according to the object
view, which as we have seen does less to justify freedom. We want to know,
rather, what is important about developing one’s talents and abilities oneself and not have it done for you by
others or by circumstances. This question is so similar (although perhaps not
identical) to the question of what is valuable about liberty that answering it
(the former question) will do most of the work in answering the latter. Saying
that freedom facilitates self-development (in the source sense) amounts to
saying that choosing-for-oneself facilitates
choosing-for-oneself-that-which-develops-one’s-abilities. Maintaining that the
former is valuable because of the latter does not explain much. So the dilemma
faced by the self-development argument is that it can interpret
self-development according to the object view, in which case the support for
liberty is qualified, or it can take the source view, which provides more
support for liberty but at the cost of seeming to simply assert rather than
argue for the value of liberty.
One way out of the dilemma
is to adhere to the source view and then provide a sound argument for thinking
that ideal valuable. Four possible arguments for this will be examined here.
One is that by achieving self-development a person can lead a life that
contains pursuits that give it depth. By developing one’s talents a person can
accomplish valuable things (Wall 1998, 157). An example of this, as I
understand the argument, could be that by developing one’s ability for playing
the piano, one could play Chopin concertos which is a valuable accomplishment.
However, the argument supports the object interpretation of self-development
rather than the source view. It makes no difference how the developed talents
come about. I will be able to accomplish
if my talents are developed not by me but by others or circumstances. Whether
developed by me or by others perhaps forcibly, developed talents allow me to
accomplish valuable things. Accomplishing these valuable things may be more
likely when one is forced to develop one’s abilities than when one is free to
decide whether to do so.
A second reason for why
self-development is valuable is that people are constituted so as to derive
enjoyment and satisfaction from the development of their talents (Wall 1998,
157; Rawls 1971, 426). The same reply applies here. The claim is that people
derive enjoyment from having their talents developed, not that they enjoy developing
them themselves. Thus the argument supports the object view of self-development
rather than the source. If it were amended to say that people enjoy developing
their talents themselves then this would support the second interpretation. But
this empirical claim seems less true generally than the first claim. Some
people do enjoy developing their own talents themselves, but some find it a
frustrating experience. As was argued earlier (section 4.I), people sometimes
find it difficult to choose developmental activities.
A third reason is that
everyone benefits when people develop their talents and capacities: ‘When an
artist creates a beautiful painting, a scientist discovers a new truth about
the physical world, an entrepreneur invents a new product or an athlete
develops his or her prowess, all can share in their accomplishments.’ (Wall
1998, 158.) Even if this is true, however, it again also supports only the
object view. For these external benefits to occur, all that is needed is that
people create, invent, discover, etc. with their talents. Whether they develop
their talents themselves or are forced to develop them by others or by
circumstances makes no difference. More of these public goods will occur when
everyone has their talents and abilities developed to the highest degree. This
may be more likely to occur when people are forced into such development when
they are not inclined to choose it themselves.
A fourth argument connects
the ideal of self-development to the value of democracy: what is valuable about
people developing their abilities themselves is that doing this helps ensure
the healthy functioning of democracy. To bring out this connection, first
consider an argument made with regard to freedom of speech specifically rather
than freedom generally. One of the traditional arguments for freedom of speech
has been that it is necessary for a well-functioning democracy. Freedom to
criticise government, and to question policies and politicians, helps to spread
information, holds the political system accountable, and helps keep politicians
honest (without, unfortunately, guaranteeing this). Free robust political
debate contributes to good democratic government. On the surface, such an
argument seems to be limited in the range of speech it protects.[9] It provides grounds for
freedom to discuss political matters but does not seem to extend to
non-political speech. However, the argument can be extended once we realise
that non-political speech such as art that does not express an opinion serves an
important function ‘in challenging conventions by picturing the lives of others
and helping us to experience them.’ (Fiss 2003, 191) In other words, people
‘need novels and dramas and paintings and poems “because they will be called
upon to vote.”’ (Fiss 2003, 192, quoting Harry Kalven, Jr .) The protection of broad free speech
facilitates a well-functioning democracy because with such freedom, people
develop their intellectual, communicative, and other abilities.
To complete the argument
it remains to be shown that democracy is served not only by the abilities that
broad freedom of speech helps develop but also by the self-development that
would occur under freedom more generally. The connection between democracy and
self-development was explored by Mill in chapter 3 of Considerations on Representative Government. There he argued that
democracy is more likely, compared to other forms of government, to result in
the development of intellectual, practical, and moral abilities. Intellectual
abilities involving abstract speculation would be developed by people thinking
about possible solutions to national problems, with the prospect of putting
into effect. Practical abilities, the abilities involved in applying abstract
speculations to practical matters, would be developed by the participation in
politics that democracy encourages. Moral abilities, involving concern for the
interests of others, are furthered by having the ability to make decisions
which will affect those interests. In a democracy, people have to think about
how political decisions will affect everyone.
In Mill’s view these
developmental effects were a justification for democracy over other forms of
government, but it is possible to reverse the argument and think of these
effects as valuable because they serve democracy. The more that intellectual,
moral, and practical abilities are developed, the better will be the decisions
made and the more efficiently and effectively they will be implemented.
Circularity can be avoided so long as there are independent grounds for
democracy. Assuming there are such grounds, self-development is valuable
because of its contribution to democracy.
Unlike the previous three
arguments, this one has the potential to support the source rather than the
object view of self-development. Democracy might be served by people having
abilities even if they have not developed those abilities themselves, but would
be served even better by people having developed their abilities themselves.
The very nature of democracy, being collective self-rule, requires that people
decide for themselves rather than having decisions made for them:
healthy
functioning of the democratic system depends on an independent-minded,
critical, and imaginative citizenry. In a word, a vibrant democracy requires
the kind of individuality Mill sought to protect.... Democracy is a form of
self-government and thus requires citizens capable of governing themselves
(Fiss 2003, 192).
Hence self-development is valuable
because of the way it serves democracy, and it is self-development in the
source sense that does this better than self-development in the object sense.
However, this argument is
not as successful as it first seems. For while democracy is better served by
self-development in the source sense, that must be weighed against the fact
that democracy is also served by self-development in the object sense. Recall
the example that was used to illustrate the difference between the two views:
option x will develop a person’s
talents and capacities more greatly than y
but if (1) this person freely chooses y there is more self-development in the
source sense than if (2) he is forced to choose x. Democracy, so the argument
went, is served by 1 in a way that it is not by 2 since 1 involves
self-governing. But democracy is also served by 2 in a way that it is not by 1
since 2 involves a greater degree of developed abilities. The more developed
people’s abilities are, according to Mill’s argument above, the better for the
workings of democratic government. Hence 2 would be in one way better for
democracy than 1 even though in another way worse. The competing considerations
pull in opposite directions and it is not clear that the greatest benefits to
democracy would always occur with 1. Democracy might sometimes be better served
by 2 rather than 1. So the argument supports self-development in the source
sense but at the same time also in the object sense.
There are further problems
with the argument. It faces similar difficulties as the argument considered in
section 4.II that emphasised choice-connected abilities, namely the question of
why these abilities should be ranked of greater importance than
non-choice-abilities. The present argument tries to avoid a parallel objection
by holding that all abilities, not just those more obviously connected with
democracy, are useful for democracy. But even if the range of abilities covered
is extensive, it still seems likely that some are of greater use for democracy
than others – debating would rank higher than running, even if running somehow
contributes to good democracy. If so, the argument would support restrictions
on freedom to guide people towards the more relevant abilities.
A final difficulty returns
us to a problem that was briefly explored in the second section, namely that
self-development is only one component of well-being to be weighed against
others. Even if it supports freedom, that support only goes as far as
self-development goes in making up overall well-being. Although the argument
has now moved beyond well-being, the same difficulty applies here, for the
value of democracy must be weighed against other considerations. In particular,
furthering self-development in a way that serves democracy may conflict with
non-self-development components of well-being. If paternalism interferes with
self-development which facilitates democracy, then that is a reason against
paternalism but not a conclusive one. It may be the case that the gains in
well-being that paternalism could produce through furthering aspects of
well-being other than self-development outweigh the costs to democracy.
Hence none of the four
arguments for the source view succeed, so the dilemma remains: the
self-development argument either provides only qualified support for liberty or
it has a question-begging nature.
Conclusion
The
idea that development of one’s abilities is central to living a good life has a
long tradition. The strongest case for showing that self-development supports
freedom would have to hold that: a wide rather than narrow range of abilities
are valuable ones to develop; that self-development is more important than
other possible aspects of a good life such as happiness; and that people always
desire self-development and are the best judges of what activities will develop
their abilities. But this article has suggested that self-development is only
one component of well-being and that there are exceptions to the best-judge
view. The argument could try to pick out certain abilities, those centrally
connected with choice-making, as of superior value, but such a strategy is
problematic, for there seems to be no reason why those abilities should be
thought of as having superior value. Finally, we have seen that
self-development could be understood in two ways – the source or the object
view. The source view gives the argument a question-begging nature, leaving the
object view which offers only qualified support for freedom. Hence, the
argument that freedom is good for people because it allows them to achieve
self-development provides only qualified support for freedom. It supports
freedom unless other components of well-being outweigh self-development, unless
people are not motivated to pursue their own development, and unless they are not
the best judges of what is conducive to their development. For a more robust
case for individual freedom, defenders of liberty will have to look beyond the
ideal of self-development.
Acknowledgements
I thank the
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Griffin, James. 1986. Well-Being: Its Meaning, Measurement and Moral Importance.
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Robert. 1990. ‘Liberalism and the Best-Judge
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Hamilton, William. 1859. Lectures on Metaphysics and Logic, Volume 1: Metaphysics, Henry Mansel and John Veitch, editors.
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NOTES
[1]
Although Feinberg uses the label ‘self-fulfillment’, the idea is at least
roughly the same as, if not identical to, self-development.
[2] Discussions
about how Mill’s liberty principle can be reconciled with his utilitarianism
have failed, I believe, to grasp that Mill holds a conception of utility as
self-development. I hope to develop this more fully elsewhere.
[3]
It is possible that self-development might be brought under the mental state or
desire-satisfaction accounts. John Rawls, for example, claims that people
generally want and enjoy exercising their abilities (Rawls 1971, 426). So while
in the text I argue that self-development is best understood as an objectivist
account, another possible line of argument is that whichever of the
three is correct, self-development could contribute to well-being.
[4]
A similar thought-experiment can be made about abilities for torture in order
to similarly support the broad view with abilities that are positively bad.
[5]
The objection to mental-state accounts of well-being in the previous section
was that these states cannot be the only things that matter.
[6]
[7]
Best understood not as an actual description of scientists’ motivations but as
a claim about what is desirable.
[8] A
similar argument can be found in Leibniz and Marx; see Elster 1986, 103.
[9]
It also seems to limit the argument to democracies, but it may be possible to
extend the argument so that self-development is valuable for the good
functioning of any society, democratic or not. However, I do not have space
here to explore that possibility.
Copyright
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rights are reserved, but fair and good faith use with full attribution may be
made of this work for educational or scholarly purposes.
Simon
Clarke is a lecturer in philosophy at the University of Canterbury,
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